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Forms

Account opening form for Individual and Non-Individual

• COVER PAGE
• FINAL PAGE
• KYC Part-1
• KYC Part-2
• KYC Part -3

SARAL Account Opening form for Resident Individual

• SARAL Account Opening form for Resident Individual
• Additional Form for-SARAL Account

Policies and Procedure

• • CLIENT CODE CHANGE POLICY
  • Internal Controls
  • ANTI MONEY LAUNDERING
  • Freezing Policy

• RISK POLICY
• CSR POLICY
• CODE CHANGE AND DOCUMENT ERROR
• INTERNAL CONTROL SYSTEM
• REDRESSAL MECHANISM
• RMS
• DORMAT CLIENT ACCOUNT POLICY
• POLICY FOR UNAUTHENTIC NEWS CIRCULATION
• CYBER SECURITY POLICY
• SURVEILLANCE POLICY FOR DP
• Varnacular Languages
• PATCH MANAGEMENT POLICY
• PHYSICAL & ENVIRONMENTAL SECURITY POLICY
• INFORMATION SECURITY POLICY
• NETWORK SECURITY POLICY
• PASSWORD POLICY
• BCP Policy
• Back up Policy
• ACCESS CONTROL POLICY
• AUDIT TRAIL POLICY
• CHANGE MANAGEMENT POLICY

Investor Charter

• Investor Charter for Depositories & Depository Participants
• Investor Complaints Data
• Investor Charter Stock Brokers

Useful links

• List of Authorised Persons (AP) Cancelled by Members on Account of Disciplinary Reasons
• Details of Authorized Persons
• Annexure 5 – SEBI Master Circular for Online Resolution of Disputes – December 28, 2023

RISK DISCLOSURES ON DERIVATIVES

• RISK DISCLOSURES ON DERIVATIVES

Rights and Obligation of Beneficial Owner and Depository Participants

• Rights and Obligation of Beneficial Owner and Depository Participants